Kerrest Jacques Frederic's Form 4 filing
Okta, Inc. (OKTA) · filed Dec 19, 2023
- Accession no.
- 0001209191-23-059207
- Filed
- Dec 19, 2023
- Trade date
- Dec 15-19, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $138.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kerrest Jacques FredericCIK 0001700842 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +2,058 | $0.00 | $0 | 2,659 | Direct | |
| Dec 18, 2023 | Class A Common Stock | SSaleDisposed | −754 | $83.33F2 | −$62,830.82 | 1,905 | Direct | |
| Dec 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +1,849 | $0.00 | $0 | 3,754 | Direct | |
| Dec 18, 2023 | Class A Common Stock | SSaleDisposed | −626 | $83.33F2 | −$52,164.58 | 3,128 | Direct | |
| Dec 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +843 | $0.00 | $0 | 3,971 | Direct | |
| Dec 18, 2023 | Class A Common Stock | SSaleDisposed | −282 | $83.33F2 | −$23,499.06 | 3,689 | Direct | |
| Dec 19, 2023 | Class A Common Stock | GGiftDisposed | −8,800 | $0.00 | $0 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −2,058 | $0.00 | $0 | 2,058 | Direct | |
| Dec 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −1,849 | $0.00 | $0 | 9,249 | Direct | |
| Dec 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −843 | $0.00 | $0 | 7,582 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $82.55 to $84.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade.
Referenced by the price of 3 transactions in Table I.