Heery Christopher's Form 4 filing
Arcellx, Inc. (ACLX) · filed Dec 19, 2023
- Accession no.
- 0001209191-23-059179
- Filed
- Dec 19, 2023
- Trade date
- Dec 18, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.02M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heery ChristopherCIK 0001789632 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 18, 2023 | Common Stock | MOption exerciseAcquired | +120,000 | $6.28 | +$753,600 | 127,795 | Direct | |
| Dec 18, 2023 | Common Stock | SSaleDisposed | −106,912 | $50.06F1 | −$5,352,014.72 | 20,883 | Direct | |
| Dec 18, 2023 | Common Stock | SSaleDisposed | −12,243 | $51.03F2 | −$624,760.29 | 8,640 | Direct | |
| Dec 18, 2023 | Common Stock | SSaleDisposed | −845 | $51.86F3 | −$43,821.7 | 7,795 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 18, 2023 | Common Stock | MOption exerciseDisposed | −120,000 | $0.00 | $0 | 120,623 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average share price of an aggregate total of 106,912 shares sold in the price range of $49.69 to $50.685 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average share price of an aggregate total of 12,243 shares sold in the price range of $50.69 to $51.66 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 845 shares sold in the price range of $51.69 to $52.02 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.