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Minnix Lanesha's Form 4 filing

Advanced Energy Industries Inc (AEIS) · filed Dec 14, 2023

Accession no.
0001209191-23-058597
Filed
Dec 14, 2023
Trade date
May 10, 2023
Filing delay
218 daysLate
Rule 10b5-1 plan
Checked

This filing lists 1 non-derivative transaction. Open-market sales total $91.4K. It was filed 218 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Minnix LaneshaCIK 0001708662Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 10, 2023Common StockSSaleDisposed−1,062$86.05−$91,385.13,835Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

This Form 4 was inadvertently filed late due to an administrative error.

Read the full filing on SEC EDGAR (opens in a new tab)