Wagner Jonathan Miles's Form 4 filing
Vivid Seats Inc. (SEAT) · filed Dec 13, 2023
- Accession no.
- 0001209191-23-058566
- Filed
- Dec 13, 2023
- Trade date
- Dec 7-12, 2023
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 7 derivative transactions. Open-market sales total $20.3K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wagner Jonathan MilesCIK 0001880369 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Class A Common Stock | MOption exerciseAcquired | +10,153 | – | – | 88,416 | Direct | |
| Dec 12, 2023 | Class A Common Stock | SSaleDisposed | −2,915 | $6.95 | −$20,259.25 | 85,501 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2023 | Class A Common Stock | DReturned to the companyDisposed | −110,273 | – | – | 0 | Direct | |
| Dec 7, 2023 | Class A Common Stock | DReturned to the companyDisposed | −110,273 | – | – | 0 | Direct | |
| Dec 7, 2023 | Class A Common Stock | DReturned to the companyDisposed | −265,252 | – | – | 0 | Direct | |
| Dec 7, 2023 | Class A Common Stock | AGrant or awardAcquired | +265,252 | – | – | 265,252 | Direct | |
| Dec 7, 2023 | Class A Common Stock | DReturned to the companyDisposed | −313,283 | – | – | 0 | Direct | |
| Dec 7, 2023 | Class A Common Stock | AGrant or awardAcquired | +313,283 | – | – | 313,283 | Direct | |
| Dec 11, 2023 | Class A Common Stock | MOption exerciseDisposed | −10,153 | $0.00 | $0 | 50,764 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.