Bakal Riva's Form 4 filing
Vivid Seats Inc. (SEAT) · filed Dec 13, 2023
- Accession no.
- 0001209191-23-058558
- Filed
- Dec 13, 2023
- Trade date
- Dec 7-12, 2023
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 7 derivative transactions. Open-market sales total $14.2K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bakal RivaCIK 0001880279 | Officer (Chief Strategy Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Class A Common Stock | MOption exerciseAcquired | +6,904 | – | – | 57,263 | Direct | |
| Dec 12, 2023 | Class A Common Stock | SSaleDisposed | −2,039 | $6.95 | −$14,171.05 | 55,224 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2023 | Class A Common Stock | DReturned to the companyDisposed | −67,956 | – | – | 0 | Direct | |
| Dec 7, 2023 | Class A Common Stock | DReturned to the companyDisposed | −67,956 | – | – | 0 | Direct | |
| Dec 7, 2023 | Class A Common Stock | DReturned to the companyDisposed | −163,462 | – | – | 0 | Direct | |
| Dec 7, 2023 | Class A Common Stock | AGrant or awardAcquired | +163,462 | – | – | 163,462 | Direct | |
| Dec 7, 2023 | Class A Common Stock | DReturned to the companyDisposed | −213,032 | – | – | 0 | Direct | |
| Dec 7, 2023 | Class A Common Stock | AGrant or awardAcquired | +213,032 | – | – | 213,032 | Direct | |
| Dec 11, 2023 | Class A Common Stock | MOption exerciseDisposed | −6,904 | $0.00 | $0 | 34,520 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.