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Singh Jesse G's Form 4 filing

AZEK Co Inc. (AZEK) · filed Dec 13, 2023

Accession no.
0001209191-23-058510
Filed
Dec 13, 2023
Trade date
Dec 11-12, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 5 non-derivative transactions. Open-market sales total $1.32M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Singh Jesse GCIK 0001594032Director, Officer (CEO and President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 11, 2023Class A Common StockSSaleDisposed−13,000$34.79F2−$452,2701,197,202Direct
Dec 11, 2023Class A Common StockAGrant or awardAcquired+57,715$0.00$01,254,917Direct
Dec 11, 2023Class A Common StockFTax withholdingDisposed−23,499$34.73−$816,120.271,231,418Direct
Dec 12, 2023Class A Common StockFTax withholdingDisposed−6,266$35.30−$221,189.81,225,152Direct
Dec 11, 2023Class A Common StockSSaleDisposed−25,000$34.77F7−$869,2509,476Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.67 to $34.97, inclusive. The reporting person undertakes to provide to AZEK, any security holder of AZEK, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.68 to $34.86, inclusive. The reporting person undertakes to provide to AZEK, any security holder of AZEK, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)