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Collins Sean Roberts's Form 4 filing

Bakkt, Inc. (BKKT) · filed Dec 11, 2023

Accession no.
0001209191-23-058180
Filed
Dec 11, 2023
Trade date
Dec 7-11, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 17 non-derivative transactions and 0 derivative transactions. Open-market sales total $1.04M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Collins Sean RobertsCIK 0001873512Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 7, 2023Class A Common StockJOtherDisposed−2,114,496$0.00$0637,447Indirect
Dec 7, 2023Class A Common StockJOtherDisposed−114,810$0.00$041,357Indirect
Dec 7, 2023Class A Common StockJOtherDisposed−448,389$0.00$0133,934Indirect
Dec 7, 2023Class A Common StockSSaleDisposed−225,236$1.84−$414,434.24412,211Indirect
Dec 7, 2023Class A Common StockSSaleDisposed−12,782$1.84−$23,518.8828,575Indirect
Dec 7, 2023Class A Common StockSSaleDisposed−47,661$1.84−$87,696.2486,273Indirect
Dec 7, 2023Class A Common StockJOtherAcquired+47,461$0.00$0505,107Direct
Dec 7, 2023Class A Common StockSSaleDisposed−182,646$1.80−$328,762.8322,461Direct
Dec 8, 2023Class A Common StockSSaleDisposed−23,939$1.73−$41,414.474,636Indirect
Dec 8, 2023Class A Common StockSSaleDisposed−36,990$1.73−$63,992.749,283Indirect
Dec 8, 2023Class A Common StockSSaleDisposed−46,501$1.71−$79,516.71275,960Direct
Dec 11, 2023Class A Common StockJOtherDisposed−412,211$0.00$00Indirect
Dec 11, 2023Class A Common StockJOtherDisposed−4,616$0.00$020Indirect
Dec 11, 2023Class A Common StockJOtherDisposed−49,252$0.00$031Indirect
Dec 11, 2023Class A Common StockJOtherAcquired+9,130$0.00$0285,090Direct
Dec 11, 2023Class A Common StockSSaleDisposed−20$1.67−$33.40Indirect
Dec 11, 2023Class A Common StockSSaleDisposed−31$1.67−$51.770Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)