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Hennessy John L.'s Form 4 filing

Alphabet Inc. (GOOG) · filed Dec 11, 2023

Accession no.
0001209191-23-058104
Filed
Dec 11, 2023
Trade date
Dec 11, 2023
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $26.8K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hennessy John L.CIK 0001198046Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 11, 2023Class C Capital StockSSaleDisposed−101$133.80F1−$13,513.87,083Indirect
Dec 11, 2023Class C Capital StockSSaleDisposed−99$134.14F2−$13,279.866,984Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $133.48 to $13.98, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $134.00 to $134.45, inclusive.

Referenced by the price of 1 transaction in Table I.

Remarks

Transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the John L. Hennessy and Andrea J. Hennessy Revocable Trust UAD 10/22/93 on October 28, 2022.

Read the full filing on SEC EDGAR (opens in a new tab)