Geisse Andrew M's Form 4/A amendment
AmendedUrgent.ly Inc. (ULYX) · filed Dec 11, 2023
- Accession no.
- 0001209191-23-058102
- Filed
- Dec 11, 2023
- Trade date
- Nov 17, 2023
- Filing delay
- 24 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Nov 21, 2023
This filing lists 1 non-derivative transaction. Open-market purchases total $99.8K. It was filed 24 days after the trade.
This amendment replaces 0001209191-23-056407 (filed Nov 21, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Geisse Andrew MCIK 0001541137 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2023 | Common Stock | PPurchaseAcquired | +25,000 | $3.99F1 | +$99,750 | 178,889 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.0029, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Includes 111,711 shares previously reported as held directly by the reporting person and 6,132 shares previously reported as held directly by Marla Bay Advisors, LLC for which the reporting person serves as managing director ("Marla Bay").
- F3
The shares are held of record by the Andrew M and Jane S Geisse 2000 Trust for which the reporting person serves as trustee (the "2000 Trust").
- F4
Excludes 115,161 shares previously reported as held directly by the reporting person of which 111,711 shares are held of record by the 2000 Trust. Due to an administrative error, the remaining 3,450 shares were overstated and are not beneficially owned by the reporting person.
- F5
The reported shares are represented by restricted stock units, or RSUs. Upon vesting and settlement of the RSUs, the underlying shares of common stock will be transferred to the 2000 Trust.
- F6
Excludes 6,132 shares previously reported as held directly by Marla Bay and are held of record by the 2000 Trust.
- F7
The shares are held of record by Marla Bay.
Remarks
This amendment on Form 4 is filed to correct the amount of shares beneficially owned directly and indirectly by the reporting person.