CD&R Investment Associates X, Ltd.'s Form 4 filing
Core & Main, Inc. (CNM) · filed Dec 11, 2023
- Accession no.
- 0001209191-23-058049
- Filed
- Dec 11, 2023, 4:18 PM ET
- Trade date
- Dec 11, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $724.2M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| CD&R Investment Associates X, Ltd.CIK 0001759120 | 10% Owner |
| CD&R Waterworks Holdings, L.P.CIK 0001871833 | 10% Owner |
| CD&R Waterworks Holdings GP, Ltd.CIK 0001871834 | 10% Owner |
| CD&R Fund X-A Waterworks B, L.P.CIK 0001871835 | 10% Owner |
| CD&R Fund X Waterworks B1, L.P.CIK 0001871836 | 10% Owner |
| CD&R Fund X Advisor Waterworks B, L.P.CIK 0001871837 | 10% Owner |
| CD&R Waterworks Holdings, LLCCIK 0001874292 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Class A Common Stock | SSaleDisposed | −65,698 | $35.54 | −$2,334,906.92 | 208,319 | Indirect | |
| Dec 11, 2023 | Class A Common Stock | SSaleDisposed | −9,833,338 | $35.54 | −$349,476,832.52 | 31,179,804 | Indirect | |
| Dec 11, 2023 | Class A Common Stock | SSaleDisposed | −884,724 | $35.54 | −$31,443,090.96 | 2,805,303 | Indirect | |
| Dec 11, 2023 | Class A Common Stock | CConversionAcquired | +6,466,240 | $0.00 | $0 | 6,466,240 | Indirect | |
| Dec 11, 2023 | Class A Common Stock | SSaleDisposed | −6,466,240 | $35.54 | −$229,810,169.6 | 0 | Indirect | |
| Dec 11, 2023 | Class A Common Stock | SSaleDisposed | −19,043 | $35.54 | −$676,788.22 | 189,276 | Indirect | |
| Dec 11, 2023 | Class A Common Stock | SSaleDisposed | −2,850,243 | $35.54 | −$101,297,636.22 | 28,329,561 | Indirect | |
| Dec 11, 2023 | Class A Common Stock | SSaleDisposed | −256,442 | $35.54 | −$9,113,948.68 | 2,548,861 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Class A Common Stock | CConversionDisposed | −6,466,240 | $0.00 | $0 | 20,503,318 | Indirect | |
| Dec 11, 2023 | Class A Common Stock | SSaleDisposed | −1,874,272 | $35.54 | −$66,611,626.88 | 18,629,046 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.