Briones Jose A's Form 4 filing
Pennantpark Investment Corp (PNNT) · filed Dec 7, 2023
- Accession no.
- 0001209191-23-057685
- Filed
- Dec 7, 2023
- Trade date
- Dec 4-5, 2023
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $20.0K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Briones Jose ACIK 0001927262 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 4, 2023 | Common Stock | PPurchaseAcquired | +1,557 | $6.42 | +$9,995.94 | 240,466 | Direct | |
| Dec 5, 2023 | Common Stock | PPurchaseAcquired | +1,565 | $6.38 | +$9,984.7 | 242,031 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.