Cho Alex's Form 4 filing
HP Inc (HPQ) · filed Nov 30, 2023
- Accession no.
- 0001209191-23-057005
- Filed
- Nov 30, 2023
- Trade date
- Nov 28-30, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.34M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cho AlexCIK 0001744718 | Officer (President, Personal Systems) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 28, 2023 | Common Stock | MOption exerciseAcquired | +80,368 | $0.00 | $0 | 102,371 | Direct | |
| Nov 28, 2023 | Common Stock | FTax withholdingDisposed | −34,610 | $28.64 | −$991,230.4 | 67,761 | Direct | |
| Nov 30, 2023 | Common Stock | SSaleDisposed | −45,758 | $29.24F3 | −$1,337,963.92 | 22,003 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 28, 2023 | Common Stock | MOption exerciseDisposed | −80,368 | –F5 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.145-$29.32, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
As previously reported, on 12/7/2020 the reporting person was granted 58,559 PARSUs. On 11/28/2023, 73,375 PARSUs vested based on the achievement of certain earnings per share and total shareholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 6,993 vested dividend equivalent units.
Referenced by the price of 1 transaction in Table II.