George Simeon's Form 4 filing
eFFECTOR Therapeutics, Inc. (EFTR) · filed Nov 29, 2023
- Accession no.
- 0001209191-23-056920
- Filed
- Nov 29, 2023, 5:07 PM ET
- Trade date
- Nov 27, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $369.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| George SimeonCIK 0001595117 | 10% Owner |
| SR One Capital Fund I Aggregator LPCIK 0001848319 | 10% Owner |
| Sr One Capital Management, LLCCIK 0001853723 | 10% Owner |
| Sr One Capital Partners I, LPCIK 0001853724 | 10% Owner |
| SR One Co-Invest I, LLCCIK 0001864915 | 10% Owner |
| SR One Co-Invest I Manager, LLCCIK 0001881204 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2023 | Common Stock | SSaleDisposed | −430,578 | $0.6065 | −$261,145.56 | 4,391,536 | Indirect | |
| Nov 27, 2023 | Common Stock | SSaleDisposed | −178,585 | $0.6065 | −$108,311.8 | 1,821,415 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.