Zacharias Isaac's Form 4 filing
Shockwave Medical, Inc. (SWAV) · filed Nov 28, 2023
- Accession no.
- 0001209191-23-056851
- Filed
- Nov 28, 2023
- Trade date
- Nov 27, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $694.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zacharias IsaacCIK 0001768265 | Officer (President, CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2023 | Common Stock | MOption exerciseAcquired | +3,777 | $6.71 | +$25,343.67 | 47,868 | Direct | |
| Nov 27, 2023 | Common Stock | SSaleDisposed | −4,000 | $173.58 | −$694,320 | 43,868 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2023 | Common Stock | MOption exerciseDisposed | −3,777 | $0.00 | $0 | 43,866 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.