Sloane Barry's Form 4 filing
NewtekOne, Inc. (NEWT) · filed Nov 27, 2023
- Accession no.
- 0001209191-23-056623
- Filed
- Nov 27, 2023
- Trade date
- Nov 27, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $68.0K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sloane BarryCIK 0001124485 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2023 | Common stock | PPurchaseAcquired | +979 | $12.95 | +$12,678.05 | 1,137,280 | Direct | |
| Nov 27, 2023 | Common stock | PPurchaseAcquired | +4,253 | $13.00 | +$55,289 | 1,137,280 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.