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Syrvalin Kristine C's Form 4 filing

Metallus Inc. (MTUS) · filed Nov 24, 2023

Accession no.
0001209191-23-056596
Filed
Nov 24, 2023
Trade date
Nov 24, 2023
Filing delay
Same day
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $149.4K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Syrvalin Kristine CCIK 0001232579Officer (EVP General Counsel)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 24, 2023Common SharesMOption exerciseAcquired+7,340$5.26+$38,608.483,749Direct
Nov 24, 2023Common SharesSSaleDisposed−7,340$20.36F1−$149,442.476,409Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 24, 2023Common SharesMOption exerciseDisposed−7,340$0.00$03,670Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Price reported is the weighted average sale price for shares sold by the reporting owner on November 24, 2023. Shares were sold at a variety of prices ranging from $20.34 to $20.53.

Referenced by the price of 1 transaction in Table I.

Remarks

The reporting person adopted a written plan for the sale of the Company's common shares intended to satisfy the affirmative defense conditions of Exchange Act Rule 10b5-1(c) on August 24, 2023. All transactions reported herein were made pursuant to that plan.

Read the full filing on SEC EDGAR (opens in a new tab)