Fandozzi Ann's Form 4 filing
RB Global Inc. (RBA) · filed Nov 22, 2023
- Accession no.
- 0001209191-23-056447
- Filed
- Nov 22, 2023
- Trade date
- Nov 20, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.57M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fandozzi AnnCIK 0001570885 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 20, 2023 | Common Shares | MOption exerciseAcquired | +60,976 | $40.64 | +$2,478,064.64 | 60,976 | Direct | |
| Nov 20, 2023 | Common Shares | SSaleDisposed | −60,976 | $62.03 | −$3,782,341.28 | 0 | Direct | |
| Nov 20, 2023 | Common Shares | MOption exerciseAcquired | +12,610 | $54.83 | +$691,406.3 | 12,610 | Direct | |
| Nov 20, 2023 | Common Shares | SSaleDisposed | −12,610 | $62.11 | −$783,207.1 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 20, 2023 | Common Shares | MOption exerciseDisposed | −60,976 | $0.00 | $0 | 0 | Direct | |
| Nov 20, 2023 | Common Shares | MOption exerciseDisposed | −12,610 | $0.00 | $0 | 151,757 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.