Gottsegen Jonathan Mark's Form 4 filing
BrightView Holdings, Inc. (BV) · filed Nov 21, 2023
- Accession no.
- 0001209191-23-056311
- Filed
- Nov 21, 2023
- Trade date
- Nov 17-20, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 5 derivative transactions. Open-market sales total $436.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gottsegen Jonathan MarkCIK 0001456903 | Officer (EVP, CLO & Corporate Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2023 | Common Stock | MOption exerciseAcquired | +6,200 | – | – | 93,270 | Direct | |
| Nov 18, 2023 | Common Stock | MOption exerciseAcquired | +12,466 | – | – | 105,736 | Direct | |
| Nov 18, 2023 | Common Stock | MOption exerciseAcquired | +67,513 | – | – | 173,249 | Direct | |
| Nov 18, 2023 | Common Stock | FTax withholdingDisposed | −2,236 | $7.20 | −$16,099.2 | 171,013 | Direct | |
| Nov 18, 2023 | Common Stock | FTax withholdingDisposed | −4,495 | $7.20 | −$32,364 | 166,518 | Direct | |
| Nov 18, 2023 | Common Stock | FTax withholdingDisposed | −24,343 | $7.20 | −$175,269.6 | 142,175 | Direct | |
| Nov 19, 2023 | Common Stock | MOption exerciseAcquired | +6,722 | – | – | 148,897 | Direct | |
| Nov 19, 2023 | Common Stock | FTax withholdingDisposed | −2,424 | $7.20 | −$17,452.8 | 146,473 | Direct | |
| Nov 20, 2023 | Common Stock | SSaleDisposed | −59,403 | $7.34 | −$436,018.02 | 87,070 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2023 | Common Stock | AGrant or awardAcquired | +51,805 | $0.00 | $0 | 51,805 | Direct | |
| Nov 18, 2023 | Common Stock | MOption exerciseDisposed | −6,200 | $0.00 | $0 | 12,401 | Direct | |
| Nov 18, 2023 | Common Stock | MOption exerciseDisposed | −12,466 | $0.00 | $0 | 37,400 | Direct | |
| Nov 18, 2023 | Common Stock | MOption exerciseDisposed | −67,513 | $0.00 | $0 | 0 | Direct | |
| Nov 19, 2023 | Common Stock | MOption exerciseDisposed | −6,722 | $0.00 | $0 | 6,722 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.