Ryan Thomas L's Form 4 filing
Service Corp International (SCI) · filed Nov 21, 2023
- Accession no.
- 0001209191-23-056197
- Filed
- Nov 21, 2023
- Trade date
- Nov 17-20, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.05M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ryan Thomas LCIK 0001243194 | Director, Officer (President, CEO & Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2023 | Common Stock | MOption exerciseAcquired | +112,783 | $22.28 | +$2,512,805.24 | 1,075,192 | Direct | |
| Nov 17, 2023 | Common Stock | SSaleDisposed | −112,783 | $60.82F1 | −$6,859,462.06 | 962,409 | Direct | |
| Nov 20, 2023 | Common Stock | MOption exerciseAcquired | +3,066 | $22.28 | +$68,310.48 | 965,475 | Direct | |
| Nov 20, 2023 | Common Stock | SSaleDisposed | −3,066 | $60.80F2 | −$186,412.8 | 962,409 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2023 | Common Stock | MOption exerciseAcquired | +112,783 | $0.00 | $0 | 38,907 | Direct | |
| Nov 20, 2023 | Common Stock | MOption exerciseAcquired | +3,066 | $0.00 | $0 | 35,841 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold in multiple transactions at prices ranging from $60.8000 to $60.92 per share on November 17, 2023. The $60.8186 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The shares were sold in multiple transactions at prices ranging from $60.8000 to $60.825 per share on November 20, 2023. The $60.8023 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.