Herrman Ernie's Form 4 filing
TJX Companies Inc (TJX) · filed Nov 20, 2023
- Accession no.
- 0001209191-23-056088
- Filed
- Nov 20, 2023
- Trade date
- Nov 17, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.21M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Herrman ErnieCIK 0001388774 | Director, Officer (CEO & President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2023 | Common Stock | AGrant or awardAcquired | +43,220 | $36.61 | +$1,582,284.2 | 674,318 | Direct | |
| Nov 17, 2023 | Common Stock | DReturned to the companyDisposed | −43,220 | $89.74 | −$3,878,562.8 | 631,098 | Direct | |
| Nov 17, 2023 | Common Stock | SSaleDisposed | −35,907 | $89.29 | −$3,206,136.03 | 595,191 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2023 | Common Stock | MOption exerciseDisposed | −43,220 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.