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Fogelsong Norman A's Form 4 filing

Honest Company, Inc. (HNST) · filed Nov 16, 2023

Accession no.
0001209191-23-055606
Filed
Nov 16, 2023, 6:45 PM ET
Trade date
Nov 15-16, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $540.0K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fogelsong Norman ACIK 000114093210% Owner
Phelps Dennis BCIK 000129996510% Owner
Harrick Stephen JCIK 000129997510% Owner
Chaffee Todd CCIK 000130013410% Owner
Miller J SanfordCIK 000135952410% Owner
Institutional Venture Management XIII, LLCCIK 000149392110% Owner
Institutional Venture Partners XIII, L.P.CIK 000149392210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 15, 2023Common StockSSaleDisposed−236,747$1.53F1−$362,222.919,487,703Indirect
Nov 16, 2023Common StockSSaleDisposed−124,287$1.43F3−$177,730.419,363,416Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.57 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.42 to $1.51 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)