Holloway Anne M's Form 4 filing
American States Water Co (AWR) · filed Nov 16, 2023
- Accession no.
- 0001209191-23-055470
- Filed
- Nov 16, 2023
- Trade date
- Aug 15-Nov 15, 2023
- Filing delay
- 93 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $32.8K. It was filed 93 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Holloway Anne MCIK 0001187379 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Common Shares | AGrant or awardAcquired | +93.97 | $87.10 | +$8,184.79 | 38,585.82 | Direct | |
| Nov 15, 2023 | Common Shares | SSaleDisposed | −400 | $82.00 | −$32,800 | 38,185.82 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.