Massey Anthony's Form 4 filing
Axalta Coating Systems Ltd. (AXTA) · filed Nov 15, 2023
- Accession no.
- 0001209191-23-055412
- Filed
- Nov 15, 2023
- Trade date
- Nov 14, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $553.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Massey AnthonyCIK 0001775582 | Officer (VP, Global Controller, PAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Shares | MOption exerciseAcquired | +3,651 | $7.21 | +$26,323.71 | 26,385 | Direct | |
| Nov 14, 2023 | Common Shares | MOption exerciseAcquired | +5,110 | $8.88 | +$45,376.8 | 31,495 | Direct | |
| Nov 14, 2023 | Common Shares | MOption exerciseAcquired | +5,840 | $11.84 | +$69,145.6 | 37,335 | Direct | |
| Nov 14, 2023 | Common Shares | SSaleDisposed | −17,915 | $30.88 | −$553,215.2 | 19,420 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Shares | MOption exerciseDisposed | −3,651 | $0.00 | $0 | 0 | Direct | |
| Nov 14, 2023 | Common Shares | MOption exerciseDisposed | −5,110 | $0.00 | $0 | 0 | Direct | |
| Nov 14, 2023 | Common Shares | MOption exerciseDisposed | −5,840 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.