Moelis Kenneth's Form 4 filing
Moelis & CoMC · filed Nov 13, 2023
- Accession no.
- 0001209191-23-055099
- Filed
- Nov 13, 2023
- Trade date
- Nov 9-13, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $3.89M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moelis KennethCIK 0001604686 | Director, Officer (Chairman, CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2023 | Class A Common Stock | SSaleDisposed | −23,388 | $42.20 | −$986,973.6 | 74,983 | Direct | |
| Nov 10, 2023 | Class A Common Stock | SSaleDisposed | −50,000 | $41.57 | −$2,078,500 | 24,983 | Direct | |
| Nov 13, 2023 | Class A Common Stock | SSaleDisposed | −19,675 | $41.66 | −$819,660.5 | 5,308 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.