Kellogg W K Foundation's Form 4 filing
Kellanova (K) · filed Nov 13, 2023
- Accession no.
- 0001209191-23-055069
- Filed
- Nov 13, 2023, 6:03 PM ET
- Trade date
- Nov 9, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $4.04M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kellogg W K FoundationCIK 0001197916 | 10% Owner |
| Kellogg W K Foundation TrustCIK 0001197921 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2023 | Common | SSaleDisposed | −77,800 | $51.87 | −$4,035,672.72 | 53,631,638 | Direct | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The sales reported on this Form 4 were made pursuant to trading instructions given by the W.K. Kellogg Foundation Trust on February 14, 2023 that are intended to comply with Rule 10b5-1(c) under the Securities and Exchange Act of 1934.