Kellogg W K Foundation's Form 4/A amendment
AmendedKellanova (K) · filed Nov 13, 2023
- Accession no.
- 0001209191-23-055054
- Filed
- Nov 13, 2023, 5:47 PM ET
- Trade date
- Nov 9, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Nov 9, 2023
This filing lists 1 non-derivative transaction. Open-market sales total $4.04M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kellogg W K FoundationCIK 0001197916 | 10% Owner |
| Kellogg W K Foundation TrustCIK 0001197921 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
53,631,638 shares were owned following the reported transaction by the W.K. Kellogg Foundation Trust (the "Trust") of which LaJune Montgomery Tabron, Steve Cahillane, Ramon Murguia and The Northern Trust Company are Trustees and the W.K. Kellogg Foundation (the "Foundation") is the sole beneficiary.
Referenced by the price of 1 transaction in Table I.
- F2
The original Form 4, filed on November 9, 2023, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the average price as $49.9564 for the sale that occurred on November 9, 2023, when in fact the average price $51.8724.
Referenced by the price of 1 transaction in Table I.
Remarks
The sales reported on this Form 4 were made pursuant to trading instructions given by the W.K. Kellogg Foundation Trust on February 14, 2023 that are intended to comply with Rule 10b5-1(c) under the Securities and Exchange Act of 1934.