Patterson Thomas's Form 4 filing
View, Inc. (VIEW) · filed Nov 13, 2023
- Accession no.
- 0001209191-23-055048
- Filed
- Nov 13, 2023, 5:29 PM ET
- Trade date
- Oct 25, 2022
- Filing delay
- 384 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 derivative transaction. It was filed 384 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Patterson ThomasCIK 0001214954 | 10% Owner |
| McJunkin Jameson JCIK 0001293780 | 10% Owner |
| Penner Gregory BoydCIK 0001353165 | 10% Owner |
| Madrone Partners, L.P.CIK 0001545458 | 10% Owner |
| Madrone Capital Partners, LLCCIK 0001789147 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2022 | Class A Common Stock | PPurchaseAcquired | +209,009 | $16,773,000.00F1 | – | – | Indirect | Price outlier |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On October 26, 2022, the Reporting Person purchased $16,773,000 aggregate principal amount of the Issuers 6.00% / 9.00% Convertible Senior PIK Toggle Notes due 2027 (the "Note"). The principal amount of the Note was initially convertible into an aggregate of 209,009 shares of Class A Common Stock, based on an initial conversion rate of 12.46106 shares of Class A Common Stock per $1,000 principal amount of the Note (equivalent to a conversion price of approximately $80.25 per share), subject to certain adjustments as provided in the Indenture (in each, case after giving effect to the reverse stock split described in footnote 2). All conversions are subject to the potential increase in the conversion rate in accordance with the indenture governing the notes.
Referenced by the price of 1 transaction in Table II.