Geygan Jeffrey Richart's Form 4 filing
Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Nov 13, 2023
- Accession no.
- 0001209191-23-055036
- Filed
- Nov 13, 2023, 5:00 PM ET
- Trade date
- Nov 8-10, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $53.4K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Geygan Jeffrey RichartCIK 0001733547 | Director, 10% Owner |
| Global Value Investment Corp.CIK 0001569866 | 10% Owner |
| Geygan JamesCIK 0001734726 | Other: Director and Officer of GVIC |
| Wilke StacyCIK 0001865363 | Other: Officer of GVIC |
| Geygan KathleenCIK 0001865425 | Other: Director of GVIC |
| GVP 2021-A, L.P.CIK 0001955705 | Other: GVIC-Controlled Entity |
| GVP 2021-A, LLCCIK 0001955706 | Other: GVIC-Controlled Entity |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2023 | Common Stock | PPurchaseAcquired | +4,300 | $3.99F1 | +$17,152.7 | 921,592 | Indirect | |
| Nov 9, 2023 | Common Stock | PPurchaseAcquired | +6,231 | $4.00F1 | +$24,922.13 | 927,823 | Indirect | |
| Nov 10, 2023 | Common Stock | PPurchaseAcquired | +2,775 | $4.09F1 | +$11,340.32 | 930,598 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
Referenced by the price of 3 transactions in Table I.