Stampacchia Otello's Form 4 filing
Lexeo Therapeutics, Inc. (LXEO) · filed Nov 9, 2023
- Accession no.
- 0001209191-23-054913
- Filed
- Nov 9, 2023, 8:36 PM ET
- Trade date
- Nov 7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market purchases total $5.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stampacchia OtelloCIK 0001361712 | 10% Owner |
| Paster Anne-MariCIK 0001652863 | 10% Owner |
| Nessi ClaudioCIK 0001722050 | 10% Owner |
| Omega Fund VI, L.P.CIK 0001757917 | 10% Owner |
| Omega Fund VI GP Manager, Ltd.CIK 0001826584 | 10% Owner |
| Omega Fund VI GP, L.P.CIK 0001826592 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2023 | Common Stock | CConversionAcquired | +1,415,865 | – | – | 1,415,865 | Direct | |
| Nov 7, 2023 | Common Stock | CConversionAcquired | +287,213 | – | – | 1,703,078 | Direct | |
| Nov 7, 2023 | Common Stock | PPurchaseAcquired | +454,545 | $11.00 | +$4,999,995 | 2,157,623 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2023 | Common Stock | CConversionDisposed | −1,415,865 | – | – | 0 | Direct | |
| Nov 7, 2023 | Common Stock | CConversionDisposed | −287,213 | – | – | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.