CD&R Investment Associates X, Ltd.'s Form 4 filing
Core & Main, Inc. (CNM) · filed Nov 9, 2023
- Accession no.
- 0001209191-23-054844
- Filed
- Nov 9, 2023, 4:33 PM ET
- Trade date
- Nov 9, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $673.5M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| CD&R Investment Associates X, Ltd.CIK 0001759120 | 10% Owner |
| CD&R Waterworks Holdings, L.P.CIK 0001871833 | 10% Owner |
| CD&R Waterworks Holdings GP, Ltd.CIK 0001871834 | 10% Owner |
| CD&R Fund X-A Waterworks B, L.P.CIK 0001871835 | 10% Owner |
| CD&R Fund X Waterworks B1, L.P.CIK 0001871836 | 10% Owner |
| CD&R Fund X Advisor Waterworks B, L.P.CIK 0001871837 | 10% Owner |
| CD&R Waterworks Holdings, LLCCIK 0001874292 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2023 | Class A Common Stock | SSaleDisposed | −72,364 | $30.44 | −$2,202,760.16 | 303,914 | Indirect | |
| Nov 9, 2023 | Class A Common Stock | SSaleDisposed | −10,830,924 | $30.44 | −$329,693,326.56 | 45,488,024 | Indirect | |
| Nov 9, 2023 | Class A Common Stock | SSaleDisposed | −974,478 | $30.44 | −$29,663,110.32 | 4,092,641 | Indirect | |
| Nov 9, 2023 | Class A Common Stock | CConversionAcquired | +7,122,234 | $0.00 | $0 | 7,122,234 | Indirect | |
| Nov 9, 2023 | Class A Common Stock | SSaleDisposed | −7,122,234 | $30.44 | −$216,800,802.96 | 0 | Indirect | |
| Nov 9, 2023 | Class A Common Stock | SSaleDisposed | −19,043 | $30.44 | −$579,668.92 | 284,871 | Indirect | |
| Nov 9, 2023 | Class A Common Stock | SSaleDisposed | −2,850,243 | $30.44 | −$86,761,396.92 | 42,637,781 | Indirect | |
| Nov 9, 2023 | Class A Common Stock | SSaleDisposed | −256,442 | $30.44 | −$7,806,094.48 | 3,836,199 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2023 | Class A Common Stock | CConversionDisposed | −7,122,234 | $0.00 | $0 | 29,912,165 | Indirect | |
| Nov 9, 2023 | Class A Common Stock | SSaleDisposed | −1,874,272 | $30.44 | −$57,052,839.68 | 28,037,893 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.