Jackson Benjamin's Form 4 filing
Intercontinental Exchange, Inc.ICE · filed Nov 9, 2023
- Accession no.
- 0001209191-23-054843
- Filed
- Nov 9, 2023
- Trade date
- Nov 7-8, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $543.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jackson BenjaminCIK 0001722067 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2023 | Common Stock | GGiftDisposed | −463 | $0.00 | $0 | 125,184 | Direct | |
| Nov 8, 2023 | Common Stock | MOption exerciseAcquired | +5,000 | $41.37 | +$206,850 | 130,184 | Direct | |
| Nov 8, 2023 | Common Stock | SSaleDisposed | −3,630 | $108.55F3 | −$394,036.5 | 126,554 | Direct | |
| Nov 8, 2023 | Common Stock | SSaleDisposed | −1,370 | $109.18F4 | −$149,576.6 | 125,184 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2023 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 10,100 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price range for the aggregate amount sold by the direct holder is $108.09 - $109.03. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price range for the aggregate amount sold by the direct holder is $109.10 - $109.25. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.