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Jackson Benjamin's Form 4 filing

Intercontinental Exchange, Inc. (ICE) · filed Nov 9, 2023

Accession no.
0001209191-23-054843
Filed
Nov 9, 2023
Trade date
Nov 7-8, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $543.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jackson BenjaminCIK 0001722067Officer (President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 7, 2023Common StockGGiftDisposed−463$0.00$0125,184Direct
Nov 8, 2023Common StockMOption exerciseAcquired+5,000$41.37+$206,850130,184Direct
Nov 8, 2023Common StockSSaleDisposed−3,630$108.55−$394,036.5126,554Direct
Nov 8, 2023Common StockSSaleDisposed−1,370$109.18−$149,576.6125,184Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 8, 2023Common StockMOption exerciseDisposed−5,000$0.00$010,100Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)