Shriram Kavitark Ram's Form 4 filing
Alphabet Inc. (GOOG) · filed Nov 9, 2023
- Accession no.
- 0001209191-23-054800
- Filed
- Nov 9, 2023
- Trade date
- Oct 13-Nov 7, 2023
- Filing delay
- 27 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 12 non-derivative transactions. Open-market sales total $19.7M. It was filed 27 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shriram Kavitark RamCIK 0001295084 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2023 | Class A Common Stock | GGiftDisposed | −174,000 | $0.00 | $0 | 516,564 | Indirect | |
| Oct 13, 2023 | Class A Common Stock | GGiftAcquired | +174,000 | $0.00 | $0 | 179,364 | Direct | |
| Nov 7, 2023 | Class A Common Stock | SSaleDisposed | −51,605 | $131.33F2 | −$6,777,284.65 | 127,759 | Direct | |
| Nov 7, 2023 | Class A Common Stock | SSaleDisposed | −23,395 | $130.55F3 | −$3,054,217.25 | 104,364 | Direct | |
| Oct 13, 2023 | Class A Common Stock | GGiftDisposed | −155,100 | $0.00 | $0 | 515,044 | Indirect | |
| Oct 13, 2023 | Class A Common Stock | GGiftAcquired | +155,100 | $0.00 | $0 | 160,338 | Indirect | |
| Nov 7, 2023 | Class A Common Stock | SSaleDisposed | −24,227 | $130.56F5 | −$3,163,077.12 | 136,111 | Indirect | |
| Nov 7, 2023 | Class A Common Stock | SSaleDisposed | −50,773 | $131.34F6 | −$6,668,525.82 | 85,338 | Indirect | |
| Oct 13, 2023 | Class C Capital Stock | GGiftDisposed | −217,760 | $0.00 | $0 | 516,564 | Indirect | |
| Oct 13, 2023 | Class C Capital Stock | GGiftAcquired | +217,760 | $0.00 | $0 | 565,117 | Direct | |
| Oct 13, 2023 | Class C Capital Stock | GGiftDisposed | −219,280 | $0.00 | $0 | 515,044 | Indirect | |
| Oct 13, 2023 | Class C Capital Stock | GGiftAcquired | +219,280 | $0.00 | $0 | 483,560 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.93 to $131.92, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (5), and (6) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.93 to $130.92, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.94 to $130.92, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.94 to $131.93, inclusive.
Referenced by the price of 1 transaction in Table I.
Remarks
All sale transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 Trading Plans adopted by the Reporting Person and the Reporting Person's spouse on November 30, 2022.