Sullivan Frank C's Form 4 filing
RPM International Inc (RPM) · filed Nov 8, 2023
- Accession no.
- 0001209191-23-054705
- Filed
- Nov 8, 2023
- Trade date
- Nov 6-7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.56M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sullivan Frank CCIK 0001224025 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2023 | Common Stock, $0.01 par value | MOption exerciseAcquired | +200,000 | $55.19 | +$11,038,000 | 1,317,072 | Direct | |
| Nov 6, 2023 | Common Stock, $0.01 par value | DReturned to the companyDisposed | −114,741 | $96.20 | −$11,038,084.2 | 1,202,331 | Direct | |
| Nov 6, 2023 | Common Stock, $0.01 par value | FTax withholdingDisposed | −37,812 | $96.20 | −$3,637,514.4 | 1,164,519 | Direct | |
| Nov 7, 2023 | Common Stock, $0.01 par value | SSaleDisposed | −47,447 | $96.03 | −$4,556,335.41 | 1,117,072 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2023 | Common Stock | MOption exerciseDisposed | −200,000 | $0.00 | $0 | 1,136,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.