Nelson Kimberly K.'s Form 4 filing
SPS Commerce IncSPSC · filed Nov 7, 2023
- Accession no.
- 0001209191-23-054612
- Filed
- Nov 7, 2023
- Trade date
- Nov 3-6, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.51M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nelson Kimberly K.CIK 0001489097 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2023 | Common Stock | MOption exerciseAcquired | +13,565 | $54.54 | +$739,835.1 | 160,799 | Direct | |
| Nov 3, 2023 | Common Stock | SSaleDisposed | −3,410 | $165.63F2 | −$564,798.3 | 157,389 | Direct | |
| Nov 3, 2023 | Common Stock | SSaleDisposed | −7,166 | $166.64F3 | −$1,194,142.24 | 150,223 | Direct | |
| Nov 3, 2023 | Common Stock | SSaleDisposed | −2,989 | $167.41F4 | −$500,388.49 | 147,234 | Direct | |
| Nov 6, 2023 | Common Stock | MOption exerciseAcquired | +1,504 | $54.54 | +$82,028.16 | 148,738 | Direct | |
| Nov 6, 2023 | Common Stock | SSaleDisposed | −1,504 | $165.40F5 | −$248,761.6 | 147,234 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2023 | Common Stock | MOption exerciseDisposed | −13,565 | $0.00 | $0 | 1,504 | Direct | |
| Nov 6, 2023 | Common Stock | MOption exerciseDisposed | −1,504 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects the weighted average price of 3,410 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 3, 2023 with sales prices ranging from $165.04 to $166.03 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects the weighted average price of 7,166 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 3, 2023 with sales prices ranging from $166.04 to $167.03 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects the weighted average price of 2,989 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 3, 2023 with sales prices ranging from $167.04 to $167.81 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects the weighted average price of 1,504 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 6, 2023 with sales prices ranging from $165.01 to $165.80 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.