Geygan Jeffrey Richart's Form 4 filing
Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Nov 6, 2023
- Accession no.
- 0001209191-23-054543
- Filed
- Nov 6, 2023
- Trade date
- Nov 2-3, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $84.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Geygan Jeffrey RichartCIK 0001733547 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2023 | Common Stock | PPurchaseAcquired | +12,131 | $3.93F1 | +$47,674.83 | 846,652 | Indirect | |
| Nov 3, 2023 | Common Stock | PPurchaseAcquired | +8,946 | $4.07F1 | +$36,410.22 | 855,598 | Indirect | |
| Nov 3, 2023 | Common Stock | JOtherDisposed | −1,240 | –F4 | – | 854,358 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
Referenced by the price of 2 transactions in Table I.
- F4
As of November 3, 2023, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.
Referenced by the price of 1 transaction in Table I.