Gallopoulos Gregory S's Form 4 filing
General Dynamics Corp (GD) · filed Nov 1, 2023
- Accession no.
- 0001209191-23-054008
- Filed
- Nov 1, 2023
- Trade date
- Oct 30, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.91M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gallopoulos Gregory SCIK 0001477746 | Officer (Senior VP, Gen. Counsel, Sec.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 30, 2023 | Common Stock | MOption exerciseAcquired | +33,200 | $191.71 | +$6,364,772 | 146,519 | Direct | |
| Oct 30, 2023 | Common Stock | SSaleDisposed | −17,188 | $238.04F1 | −$4,091,431.52 | 129,331 | Direct | |
| Oct 30, 2023 | Common Stock | SSaleDisposed | −16,012 | $238.73F2 | −$3,822,544.76 | 113,319 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 30, 2023 | Common Stock | MOption exerciseDisposed | −33,200 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Sale prices ranged from $237.37 to $238.35. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
Referenced by the price of 1 transaction in Table I.
- F2
Sale prices ranged from $238.425 to $239.07. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
Referenced by the price of 1 transaction in Table I.