Watkins Frank T's Form 4 filing
Shockwave Medical, Inc. (SWAV) · filed Oct 23, 2023
- Accession no.
- 0001209191-23-053387
- Filed
- Oct 23, 2023
- Trade date
- Oct 20, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $608.1K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Watkins Frank TCIK 0001305831 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2023 | Common Stock | MOption exerciseAcquired | +3,000 | $3.42 | +$10,260 | 4,532 | Direct | |
| Oct 20, 2023 | Common Stock | SSaleDisposed | −1,800 | $202.23 | −$364,014 | 2,732 | Direct | |
| Oct 20, 2023 | Common Stock | SSaleDisposed | −800 | $203.00 | −$162,400 | 1,932 | Direct | |
| Oct 20, 2023 | Common Stock | SSaleDisposed | −400 | $204.18 | −$81,672 | 1,532 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2023 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 96,313 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.