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Baker Julian's Form 4 filing

Atreca, Inc.BCEL · filed Oct 23, 2023

Accession no.
0001209191-23-053345
Filed
Oct 23, 2023, 4:49 PM ET
Trade date
Oct 19, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $110.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Baker JulianCIK 0001087939Other: Former 10% Owner
Baker FelixCIK 0001087940Other: Former 10% Owner
Baker Bros. Advisors LPCIK 0001263508Other: Former 10% Owner
Baker Bros. Advisors (GP) LLCCIK 0001580575Other: Former 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 19, 2023Class A common stockSSaleDisposed−22,837$0.4025F1−$9,191.89286,893Indirect
Oct 19, 2023Class A common stockSSaleDisposed−251,902$0.4025F1−$101,390.562,971,128Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares of Class A common stock ("Class A common stock") of Atreca, Inc. (the "Issuer") were traded by 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") in multiple transactions at prices ranging from $0.37 to $0.42, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Staff"), upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)