Hemsley Stephen J's Form 4 filing
UnitedHealth Group IncUNH · filed Oct 19, 2023
- Accession no.
- 0001209191-23-053214
- Filed
- Oct 19, 2023
- Trade date
- Oct 17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $65.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hemsley Stephen JCIK 0001180162 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2023 | Common Stock | MOption exerciseAcquired | +83,918 | $70.24 | +$5,894,400.32 | 605,735.94 | Direct | |
| Oct 17, 2023 | Common Stock | MOption exerciseAcquired | +37,597 | $108.97 | +$4,096,945.09 | 643,332.94 | Direct | |
| Oct 17, 2023 | Common Stock | SSaleDisposed | −121,515 | $540.58F1 | −$65,688,578.7 | 521,817.94 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2023 | Common Stock | MOption exerciseDisposed | −83,918 | $0.00 | $0 | 0 | Direct | |
| Oct 17, 2023 | Common Stock | MOption exerciseDisposed | −37,597 | $0.00 | $0 | 66,081 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades ranging from $538.000 to $542.330 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.