Godshall Douglas Evan's Form 4 filing
Shockwave Medical, Inc. (SWAV) · filed Oct 17, 2023
- Accession no.
- 0001209191-23-053035
- Filed
- Oct 17, 2023
- Trade date
- Oct 16, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.01M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Godshall Douglas EvanCIK 0001404227 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 16, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $3.42 | +$34,200 | 151,649 | Direct | |
| Oct 16, 2023 | Common Stock | SSaleDisposed | −200 | $194.59 | −$38,918 | 151,449 | Direct | |
| Oct 16, 2023 | Common Stock | SSaleDisposed | −300 | $197.00 | −$59,100 | 151,149 | Direct | |
| Oct 16, 2023 | Common Stock | SSaleDisposed | −600 | $198.64 | −$119,184 | 150,549 | Direct | |
| Oct 16, 2023 | Common Stock | SSaleDisposed | −5,500 | $200.00 | −$1,100,000 | 145,049 | Direct | |
| Oct 16, 2023 | Common Stock | SSaleDisposed | −300 | $201.29 | −$60,387 | 144,749 | Direct | |
| Oct 16, 2023 | Common Stock | SSaleDisposed | −1,254 | $202.86 | −$254,386.44 | 143,495 | Direct | |
| Oct 16, 2023 | Common Stock | SSaleDisposed | −1,846 | $203.60 | −$375,845.6 | 141,649 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 16, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 334,799 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.