Klein Rosemary L's Form 4 filing
Arch Resources, Inc.ARCH · filed Oct 16, 2023
- Accession no.
- 0001209191-23-052896
- Filed
- Oct 16, 2023
- Trade date
- Oct 13-16, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $49.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klein Rosemary LCIK 0001310202 | Officer (Sr. VP, General Counsel & Sec) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2023 | Common Stock | MOption exerciseAcquired | +378 | –F1 | – | 8,377 | Direct | |
| Oct 13, 2023 | Common Stock | FTax withholdingDisposed | −168 | $154.48 | −$25,952.64 | 8,209 | Direct | |
| Oct 13, 2023 | Common Stock | MOption exerciseAcquired | +758 | –F1 | – | 8,967 | Direct | |
| Oct 13, 2023 | Common Stock | FTax withholdingDisposed | −336 | $154.48 | −$51,905.28 | 8,631 | Direct | |
| Oct 16, 2023 | Common Stock | SSaleDisposed | −316 | $154.91 | −$48,951.56 | 8,315 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2023 | Class A Common Stock | MOption exerciseDisposed | −378 | $0.00 | $0 | 0 | Direct | |
| Oct 13, 2023 | Class A Common Stock | MOption exerciseDisposed | −758 | $0.00 | $0 | 1,514 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
Referenced by the price of 2 transactions in Table I.