Katabi Maha's Form 4 filing
RayzeBio, Inc. (RYZB) · filed Sep 21, 2023
- Accession no.
- 0001209191-23-050305
- Filed
- Sep 21, 2023
- Trade date
- Sep 19, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market purchases total $8.50M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Katabi MahaCIK 0001720685 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2023 | Common Stock | CConversionAcquired | +973,653 | –F1 | – | 973,653 | Indirect | |
| Sep 19, 2023 | Common Stock | CConversionAcquired | +973,653 | –F1 | – | 973,653 | Indirect | |
| Sep 19, 2023 | Common Stock | PPurchaseAcquired | +236,111 | $18.00 | +$4,249,998 | 1,209,764 | Indirect | |
| Sep 19, 2023 | Common Stock | PPurchaseAcquired | +236,111 | $18.00 | +$4,249,998 | 1,209,764 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Every 5.141 shares of Series D Convertible Preferred Stock (the "Preferred Stock") automatically converted into one share of Common Stock upon the closing of the Issuer's initial public offering. Share numbers give effect to such conversion. The Preferred Stock had no expiration date.
Referenced by the price of 2 transactions in Table I and 2 transactions in Table II.