Billerbeck Darin G's Form 4/A amendment
AmendedEverspin Technologies Inc. (MRAM) · filed Sep 20, 2023
- Accession no.
- 0001209191-23-050165
- Filed
- Sep 20, 2023
- Trade date
- Aug 15, 2023
- Filing delay
- 36 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Aug 16, 2023
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $96.3K. It was filed 36 days after the trade.
This amendment restates part of 0001209191-23-046013 (filed Aug 16, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Billerbeck Darin GCIK 0001388177 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Common Stock | SSaleDisposed | −10,000 | $9.63F1 | −$96,300 | 92,775 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001209191-23-046013 (filed Aug 16, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $8.52 | +$85,200 | 112,775 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 20,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.46 to $9.74 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
On August 16, 2023, due to an error by the Reporting Person's broker, the Reporting Person filed a Form 4 mistakenly reporting the exercise of 10,000 shares of common stock and the sale of such shares; however, the 10,000 shares sold were acquired by the Reporting Person upon the vesting of a restricted stock unit, and not the exercise of a stock option. The grant of the restricted stock unit has previously been reported on Table I when granted and so no reporting for the vesting of restricted stock unit is appropriate. This amendment is being filed to reflect solely the sale of the 10,000 shares.