Godshall Douglas Evan's Form 4 filing
Shockwave Medical, Inc. (SWAV) · filed Sep 19, 2023
- Accession no.
- 0001209191-23-050098
- Filed
- Sep 19, 2023
- Trade date
- Sep 15, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.13M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Godshall Douglas EvanCIK 0001404227 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $3.42 | +$34,200 | 151,649 | Direct | |
| Sep 15, 2023 | Common Stock | SSaleDisposed | −1,200 | $210.38 | −$252,456 | 150,449 | Direct | |
| Sep 15, 2023 | Common Stock | SSaleDisposed | −1,343 | $211.79 | −$284,433.97 | 149,106 | Direct | |
| Sep 15, 2023 | Common Stock | SSaleDisposed | −2,086 | $212.74 | −$443,775.64 | 147,020 | Direct | |
| Sep 15, 2023 | Common Stock | SSaleDisposed | −4,871 | $213.65 | −$1,040,689.15 | 142,149 | Direct | |
| Sep 15, 2023 | Common Stock | SSaleDisposed | −500 | $214.52 | −$107,260 | 141,649 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 344,799 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.