Mulleady John's Form 4 filing
Dave & Buster's Entertainment, Inc. (PLAY) · filed Sep 15, 2023
- Accession no.
- 0001209191-23-049610
- Filed
- Sep 15, 2023
- Trade date
- Sep 15, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $273.0K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mulleady JohnCIK 0001510399 | Officer (SVP, RE & Dev) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2023 | Common Stock | MOption exerciseAcquired | +6,678 | $16.00 | +$106,848 | 74,990 | Direct | |
| Sep 15, 2023 | Common Stock | MOption exerciseAcquired | +822 | $31.71 | +$26,065.62 | 75,812 | Direct | |
| Sep 15, 2023 | Common Stock | SSaleDisposed | −7,500 | $36.40 | −$273,000 | 68,312 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2023 | Common Stock | MOption exerciseDisposed | −6,678 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2023 | Common Stock | MOption exerciseDisposed | −822 | $0.00 | $0 | 13,460 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.