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Salute Richard J's Form 4 filing

NewtekOne, Inc. (NEWT) · filed Sep 15, 2023

Accession no.
0001209191-23-049551
Filed
Sep 15, 2023
Trade date
Sep 14, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market purchases total $8.33K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Salute Richard JCIK 0001235974Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 14, 2023Common stockPPurchaseAcquired+200$16.68+$3,33628,643Direct
Sep 14, 2023Common stockPPurchaseAcquired+143$16.67+$2,383.8128,643Direct
Sep 14, 2023Common stockPPurchaseAcquired+57$16.66+$949.6228,643Direct
Sep 14, 2023Common stockPPurchaseAcquired+100$16.64+$1,66428,643Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)