Boulanger Normand A's Form 4 filing
SS&C Technologies Holdings IncSSNC · filed Sep 14, 2023
- Accession no.
- 0001209191-23-049529
- Filed
- Sep 14, 2023
- Trade date
- Sep 12-14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.59M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Boulanger Normand ACIK 0001194386 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2023 | Common Stock | MOption exerciseAcquired | +170,000 | $21.10 | +$3,587,000 | 400,000 | Direct | |
| Sep 12, 2023 | Common Stock | SSaleDisposed | −20,000 | $55.19F1 | −$1,103,800 | 380,000 | Direct | |
| Sep 13, 2023 | Common Stock | SSaleDisposed | −40,000 | $54.61F2 | −$2,184,400 | 340,000 | Direct | |
| Sep 14, 2023 | Common Stock | SSaleDisposed | −60,000 | $55.06F3 | −$3,303,600 | 280,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2023 | Common Stock | MOption exerciseDisposed | −170,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $55.12 to $55.28. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $54.55 to $54.76. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $54.90 to $55.32. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.