Held Gerald's Form 4 filing
NetApp, Inc. (NTAP) · filed Sep 14, 2023
- Accession no.
- 0001209191-23-049520
- Filed
- Sep 14, 2023
- Trade date
- Sep 12-13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $442.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Held GeraldCIK 0001212064 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2023 | Common Stock | SSaleDisposed | −5,634 | $78.50 | −$442,269 | 17,457 | Direct | |
| Sep 12, 2023 | Common Stock | MOption exerciseAcquired | +3,450 | $0.00 | $0 | 20,907 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2023 | Common Stock | MOption exerciseDisposed | −3,450 | $0.00 | $0 | 0 | Direct | |
| Sep 13, 2023 | Common Stock | AGrant or awardAcquired | +3,526 | $0.00 | $0 | 3,526 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.