Secora Michael's Form 4 filing
Recursion Pharmaceuticals, Inc. (RXRX) · filed Sep 14, 2023
- Accession no.
- 0001209191-23-049478
- Filed
- Sep 14, 2023
- Trade date
- Sep 12-13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $428.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Secora MichaelCIK 0001855980 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2023 | Class A Common Stock | MOption exerciseAcquired | +37,500 | $2.22 | +$83,250 | 900,686 | Direct | |
| Sep 12, 2023 | Class A Common Stock | SSaleDisposed | −25,000 | $8.43F2 | −$210,750 | 875,686 | Direct | |
| Sep 13, 2023 | Class A Common Stock | MOption exerciseAcquired | +37,500 | $2.22 | +$83,250 | 913,186 | Direct | |
| Sep 13, 2023 | Class A Common Stock | SSaleDisposed | −25,000 | $8.69F3 | −$217,250 | 888,186 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2023 | Class A Common Stock | MOption exerciseDisposed | −37,500 | $0.00 | $0 | 1,372,635 | Direct | |
| Sep 13, 2023 | Class A Common Stock | MOption exerciseDisposed | −37,500 | $0.00 | $0 | 1,335,135 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $8.23 to $8.59. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $8.52 to $8.87. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.