Hilgendorf Stacy W.'s Form 4 filing
Sprouts Farmers Market, Inc. (SFM) · filed Sep 14, 2023
- Accession no.
- 0001209191-23-049474
- Filed
- Sep 14, 2023
- Trade date
- Sep 12, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $265.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hilgendorf Stacy W.CIK 0001630373 | Officer (VP, Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2023 | Common Stock, par value $0.001 per share | MOption exerciseAcquired | +4,719 | $16.47 | +$77,721.93 | 18,100 | Direct | |
| Sep 12, 2023 | Common Stock, par value $0.001 per share | SSaleDisposed | −6,626 | $39.99 | −$264,973.74 | 11,474 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2023 | Common stock, par value $0.001 per share | MOption exerciseDisposed | −4,719 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.